asic

ASIC imposes additional licence controls on Macquarie's Australian operation

ASIC is asking for an independent expert to review a remediation plan for the trade reporting functions of Macquarie's futures dealing and OTC derivatives; ASIC commissioner Simone Constant said that the action "underscores" the regulator's concerns with the "recurrent" nature of Macquarie's failures.
May 07, 2025

Survey finds holes in financial advice

A shadow shopping survey in Australia reveals the superannuation industry isnÆt always working in the best interests of pension holders.
April 06, 2006